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Studies
How does realism differ from naturalism?
Introduction
Realism and naturalism are two rivalling theories in cinematic art,
their rivalry arising from the fact that they are the fundamental two
alternatives for the artist, in whatever sphere of art, when he is
intending to apply art to a treatment of reality.
In this essay, in attempting to provide an interpretation of the
similarities and differences between the two theories I shall look at the
philosophy concerning the perception of "reality" by the
individual, both of nature and the social world; I shall then look at
their application to the two theories in the cinema and then go on to an
assessment of how the "artist" (the director) in each orthodoxy
has his relationship to the world through the medium of his art. Finally I
shall look at the application of each to the cinema, and then go on to
give a view of both in the existential history of cultures. I shall finish
with a fantasy of how the cinema will exist in the (far) future.
Reality
Both NATURALISM and REALISM are complex words with a history in the
English language in which their senses have gradually developed to present
usages.
In Keywords, Raymond Williams defines the modern usage of NATURALISM to
be, "a style of accurate external representation."
He adds that in the nineteenth century REALISM was interchangeable with
NATURALISM as "new doctrines of the physical world as independent of
mind or spirit." However, he concludes that more recently REALISM has
been taken to," include or emphasise hidden or underlying forces or
movement, which simple ‘naturalistic’ observation could not pick up
but which it is the whole purpose of REALISM to discover and
express."
In "Art and Objective Truth," Lukacs says this
"typicality" in societal forces is one of the fundamental
aspects of REALIST art. Peter Berger goes further in "The Social
Construction of Reality" to say that typicality is an instrumental
force in the socialisation of the individual and his consequent
understanding of the world:
"It begins with the individual "taking over" the world
in which others live. To be sure, the "taking over" is in
itself, in a sense, an original process for every human organism, and the
world, once "taken over", may be creatively modified or
(less likely) even recreated. In any case, in the complex form of
internalisation, I not only ‘understand’ the other’s momentary
subjective processes, I understand’ the world in which he lives, and
that world becomes my own. . . . . Most importantly, there is now an
ongoing mutual identification between us. We not only live in the same
world, we participate in each other’s being."
(his italics.)
This world "exists independently of consciousness" insists
Lukacs in "Art and Objective Truth." Not all philosophers have
agreed.
Descartes (1596-1650) believed that one could never know whether
the world exists, and the doubter too exists whilst doubting! According to
Bishop Berkeley ((1685-1753), says John Hospers in "An introduction
to Philosophical Analysis," Locke (1632-1704), "had no reason
for holding to his view about the existence of a physical world: Locke,
said Berkeley, is committed to scepticism regarding a physical world: he
cannot know that it exists, even if it does; and he is inconsistent
because he assumes that it exists and makes claims concerning it yet cuts
himself off from the possibility of knowing it-which invalidates the
arguments about physical objects and their qualities. Now Berkeley takes
this positive step…. He says we have no good reason, and can have
none, for saying that a physical world outside our minds exists. . . . no
such world exists at all . . . . . He is not denying that there
are trees and books and tables, but he is denying that there are
any physical tings in the sense of objects that exist independently of
minds."
However, nowadays, the ordinary person ascribes to a philosophy of
"naïve realism" says Hospers. In this the world exists, our
senses tell us that is true, objects exists independently of perception,
our senses see the physical world much as it is, and finally, out
sense-impressions of physical things are caused by those things
themselves.
Essentially, all those who ascribe to both theories of NATURALISM AND
REALISM agree on the above points – with the addition that there is a
schism between the subjective world of consciousness, and the objective
world of society and nature. The consciousness of the artist and its
implementation in art (i.e. the external world) is a fundamentally
important point in the difference between the two cinematic theories.
However REALIST critic Andre Bazin points out in "The Ontology of
the Photographic Image" one essential feature of the camera on which
both NATURALISM and REALISM depends:
"For the first time, between the originating object and its
reproduction there intervenes only the instrumentality of a nonliving
agent. For the first time an image of the world is formed automatically,
without the creative intervention of man. The Personality of the
photographer enters into the proceedings only in his selection of the
object to be photographed and by way of the purpose he has in mind.
Although the final result may reflect something of his personality, this
does not play the same role as is played by that of the painter. All the
arts are based on the presence of man, only photography derives an
advantage from his absence. Photography affects us like a phenomenon in
nature, like a flower or a snowflake whose vegetable or earthy origins are
an inseparable part of their beauty."
NATURALISM
The "objectivity " of the medium is taken to extreme lengths
in NATURALISM. This theory is nowadays mostly applied to documentaries,
and the worship of "REALISM" is carried to an extreme from so
that the artist of the work, as represented in the director, attempts to
influence reality – especially social reality – as little as possible.
The foremost exponent of NATURALISM in Britain, Roger Graef, whilst making
a documentary, uses as few workers and equipment as possible in order not
to intrude into the drama being reported. They try to capture another kind
of "typicality" other than that which Lukacs alludes to- that
is, authenticity.
As Richard Collins says in Media, Culture and Society,
Summer 1983:
"These technological and stylistic characteristics. . . . are
symptoms of the passive project implicit in the word ‘documentary’ of
‘recording.’ These working practices, the trajectory of technological
development and the vocabulary and ideas of information television are
manifestations of the ideology of naturalism. The conception of a perfect
mimesis, an unstructured recording of an immanent apprehensible reality
that is to be achieved by minimising the intervention as and
transformations specific to the recording process. This ideology that
reality is passively reflective rather than actively constituted in the
process of programme making is the ideology that legitimises the constituted
reality that is transmitted in informational programmes and the
chimera that solves the paradox experienced by Tv workers between their
active crafts of programme making- their creation of a spectacle and their
conception of their role as one of non-intervention."
This is analogous to the archaic North American Indian tribe the Hopis,
and their view of the world and time such that everything is there already
in "essence" but only waiting to "make itself
apparent." A NATURALIST director like Graef hopes not to intervene in
a situation, but wait until the drama is made manifest.
In her book "the Odyssey of Film-maker," Frances Flaherty,
wife of the director Robert, says her husband’s art in his documentaries
in the early part of this century, was "not to pre-conceive
reality", but to "discover" it. He tries to "surrender
to the material and surrender to the tool." She adds succinctly:
"Patient as a scientist, he let the camera see everything
exhaustively, and then. . . .brought all this to the screen, and screened
and screened it, and went out and shot again., for one reason only: to
give the camera a chance to find that ‘moment of truth’ that flash of
perception, that penetration into the heart of the matter, which he knew
the camera left to itself, could find.
The point in this process was that it was purely visible. Words played
no part in it; it went beyond words. It was simply a degree of seeing. As
ice turns to water to stream, and a degree of temperature becomes a
transformation, so a degree of seeing may become a transformation."
Realism
Lukacs says Lenin has observed: "Art does not demand recognition
as reality". Though like Naturalism, with its acceptance of an
objective reality, unlike it, REALISM allows the artist a more direct role
in the process of the cinema It allows creation. John Berger says
in "Art and Revolution:
"Naturalism is unselective: or rather, is selective only in order
to present with maximum credibility the immediate scene. It has no basis
for selection outside the present; its ideal aim would be to produce a
replica, thus preserving the present. Such a replica is impossible because
art can only exist within the limitations of a medium. . . . . . . . . . .
. . . . Realism is selective and strives towards the typical. Yet what is
typical of a situation is only revealed by its development in relation to
other developing situations . . . . . The medium becomes the palpable
model of the artist’s ordering consciousness."
There-in lies one crux of the matter: where as NATURALISM must tend by
its contradictions to recommend the status quo, REALISM can be used to be
revolutionary art. In an unmeaning genuflect to Peter Bergers clues on
socialisation, mentioned above, Georg Lukacs says of the values of REALISM
in "Art and Objective Truth":
"The effect of art, the immersion of the repentant in the action
of the work of art, his complete penetration into the special
"world" of the work of art, results from the fact that the work
by its very nature offers a truer, more complete, more vivid and more
dynamic reflection of reality than the reactant otherwise possesses, that
it conducts him on the basis of his own experiences and on the basis of
the organisation and generalisations of his previous reproduction of
reality beyond the bounds of his experiences toward a more concrete
insight into reality"
REALISM AND NATURALISM have their literary counterparts in the
nineteenth century works of French writers Balzac and Zola respectively.
Lukzacs points out in "Narrate of Describe" that Realist writer
Balzac used ideas such as representation of societal groups by
individuals, narration and relationships in his writing where by content
and form provided a dynamic dialectic that made his writing
superior to NATURALIST writing of which Emile Role’s was an example.
Bazin, in "The Evolution of the Language of the Cinema", and
Christopher Williams in "Realism and the Cinema", point out
similar processes working in the films of Jean Renoir and William Wyler
which made them superior in the history of the film.
Both Bazin and Williams point out that these films 1) Helped to further
the representation of reality with the use of deep focus technique, 2)
Allowed the spectator to "choose", firstly, what to look at, and
secondly, what meaning to take. Bazin adds that it also allows an
ambiguity of meaning that is more akin to real events.
Analysis
IN NATURALISM the subjectivity of the artist, and the relationship of
the artefact to reality has a close analogy to archaic, or pre-capitalist
societies.
In these the work of art is directly linked to reality. In his
book "The Gift", anthropologist Marcel Mauss looked at the
relationship between property and owner in such archaic society, and says,
"the bond created by things is in fact a bond between persons, since
the thing itself is a person or pertains to a person."
Thus the link between the artefact and nature is the perfect on
NATURALISM aspires to: it is non-existent, or existent in the
magical/spiritual sphere. The primitive cave wall painter in Gaul believes
there actually is a connection between the bison painted on the wall and
the actual animals that the artist kills in the eventual hunt. The artist’s
role is to reveal what is already there.
Frances Flaherty says just this in her book with the words: "In
the Eskimo language there are no real equivalents of our words to create
or make, which presupposes imposition of the self on
matter".
She gives an example of the Eskimo artist at his art from Edmund
Carpenter’s "Eskimo",
"As the carver holds the unworked ivory lightly in his hand,
turning it this way and that, he whispers ‘Who are you? Who hides there?
‘And then: ‘Ah, seal!’ He rarely sets out, at least consciously, to
carve, say, a seal, but picks up the ivory, examines it to find it hidden
form and, if that is not immediately apparent, carve aimlessly until he
sees it, humming or chanting as he works. Then he brings it out: S al,
hidden emerges. It was always there: he didn’t create it; he released
it; he helped it step forth."
IN REALISM the artist, artefact and reality is dependent on the
structures of capitalism. Already the link between art and the real world
is possible only through resemblance; the role of the artist,
unlike NATURALISM, is to create/this resemblance through doing work.
The artist is alienated from his art and his art from reality. In
consideration of this note that any word that would describe an "artefact"
always has connotations of work or creation at the very least involved in
it – thus "work of art", "product". The use of the
Marxist dialectic reveals a useful perspective to Realism. In this, the
relationship between Reality, Art and Artist are apposite to Naturalism.
Realism makes manifest the subjective content of the artist through the
manipulation of reality. Thus art creates consciousness as against
NATURLISM where Art is life,
Conclusion
In the history of the cinema, the two theories of NATURALISM and
REALISM, reflect the history of certain relationships between human
society, art and nature. What can we expect next?
John Berger points the way in "Art and Revolution". In
considering the conservatism of Russian art he says of it: "The
artistic process is taken for granted: it always remains exterior
to the spectator’s experience."
But there is one dramatic theoretician whose insights may prove even
more fruitful. Bertolt Brecht agrees with Dziga Vertov who said, in
1923, "From today we are liberating the camera, and making it work in
the opposite direction (to Naturalism), furthest away from copying.
More illumination came from the author of "Brecht in the
cinema":
"Lukacs thus tends to see the work of art as an entity, something
complete in itself. Brecht, on the other hand, rejects this concept of ‘closure’,
and with it the idea that the work of art should concern itself with ‘Wholeness’.
Brecht’s thrust is towards an open-ended theatrical form, which makes
contradiction and alienation explicit. He sees the ‘closure’ of the
work of art as itself potentially alienating, in that it perpetuates the
distinction between author and audience, producer and consumer. . . . .
Brecht actively worked towards creative participation by the audience they
ceased to be spectators; consuming ‘art (as they still are in Lukacs
aesthetic), and become an integral and necessary part of the production of
the work. Thus matters of ‘form’ and ‘technique’ assume much
greater importance for Brecht than for Lukacs; implicit in Brecht’s
theory and practice is the notion that a work of art could only be
politically revolutionary if it was technically revolutionary also"
In the future the role of director/artist could be only as a guide to
the finished product, where the product’s resemblance to reality is
purely metaphoric, or allusive. Examples of these dramas occurred in
several French Theatre of the Absurd productions where the audience
interacted with the cast of the drama, and there is no real schism between
the enactment of the drama and the spectator’s response.
It may be cynical to write this at this time, but in George Orwell’s
novel 1984, there occurs what strikes me as the perfect example of a
possible next phase of cinematic production.
In the morning keep-fit exercise late in the novel, and the two-way
link between teacher and pupil, there is expressed the extreme example of
the next extension of the role of the director. In this example, the
teacher/director’s reaction to hero/audience’s reaction to her, in
this we have possibly the most awful expression of future film. The
computer only makes this easier.
Re-Construction
Re-Construction is both Realist and Naturalist. It is a
task to tell how doubles in time as that experienced by the hero of 1984,
do exist and is a style in re-Construction… The audience need not be
passive, too. And as anyone who has everyone who has ever lived through a
"verging" will tell you, All things in Life
beyond boundaries of Now, could be connected to One…..
Too, re-Construction is an artform that celebrates an occult, and a
living, sleeping, and often wrong God that is All in One that could
guide and befriend us in troubled times ahead….
Further this Living God has an Earthly Heaven and one beyond this Life:
re-Construction is therefore a celebration of all this…..
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